Guy Talarico has served as the Chief Compliance Officer of SLR Investment Corp. and its predecessor entity, Solar Capital Ltd., since July 2008. In addition to this role, Mr. Talarico served as the Chief Compliance Officer of SLR Senior Investment Corp., a sister BDC managed by SLR Capital Partners that was merged into SLR Investment Corp. on April 1, 2022. Mr. Talarico also took over the role of Chief Compliance Officer to SLR Capital Partners, LLC in February 2016.
Prior to joining SLR, Mr. Talarico was a Managing Director of ACA Foreside, a leading provider of customized compliance and technology solutions to the investment management industry. Prior to joining Foreside, Mr. Talarico was the Founder and Chief Executive Officer of Alaric Compliance Services LLC, one of the nation’s leading regulatory compliance consulting firms. Established in 2004, Alaric Compliance provided consulting, technology solutions, and other services including independent Chief Compliance Officer outsourcing to investment managers registered with the SEC, CFTC, NFA, and FINRA.
Mr. Talarico has over 30 years of experience in the financial services industry and his background includes: Chief Compliance Officer to registered investment advisers and registered investment companies; Division Executive with JP Morgan-Chase Asset Management; and Senior Director with Investors Bank & Trust Company. Prior to founding Alaric Compliance Services, he was the co-CEO of EOS Compliance Services, LLC.
Mr. Talarico holds a BS Ch.E. from Lehigh University, an MBA from Fairleigh Dickinson University and a JD from New York Law School. He is a frequent lecturer and author on compliance related matters and is admitted to practice law in States of New York and New Jersey.Mr. Talarico served three terms in the New Jersey State Assembly and sponsored numerous laws, including regulatory reforms of the insurance and banking industries.